Jennifer Richardson joined Parkway in 2004 and has served as the Chief Compliance Officer since 2009. Jennifer is a Certified Public Accountant with a Bachelor of Business Administration degree in Accounting and has over 25 years of dedicated experience in the investment industry. These unique qualifications work very effectively with her comprehensive regulatory focus to ensure Parkway has a very stable procedural platform from which to operate. As CCO, she oversees the Internal Audit Department.
Mrs.Richardson’s background in accounting encompasses GAAP, Tax and Statutory Accounting for both advisory firms and insurance companies. This knowledge base works well in serving Parkway and our insurance clients through our consulting platform. One aspect of her service to insurance clients is to assist with auditor and examiner requests, accounting inquiries and policy development. In addition, Jennifer prepares financial statements and budgets and handles the accounting and administrative functions for Parkway. She is responsible for regulatory compliance oversight, including the preparation of the company’s Form ADV. Jennifer is a Registered Investment Advisory Representative with portfolio management experience. This allows her to aid and back-up the portfolio management team when necessary.
* This firm is not a CPA firm.